Compliance leadership that delivers results
Most organizations don't have a compliance problem. They have a compliance leadership problem. Rules exist. Policies exist. What's missing is someone senior enough to own the outcome.
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What compliance leadership delivers
Ongoing compliance oversight
Regular review of compliance operations, controls, and risk indicators, keeping your program current with regulatory expectations and your own risk profile.
Board & executive reporting
Clear, credible compliance reporting to your board, audit committee, or executive team, including risk dashboards and regulatory updates.
Regulatory examination readiness
Preparation for FINTRAC examinations, including mock reviews, gap assessments, documentation audits, and response support if findings are issued.
Compliance committee participation
Active participation in compliance committee meetings, agenda setting, and follow-up on action items and escalations.
Staff training & compliance culture
AML and compliance training programs for front-line staff, operations, and leadership, building a culture of compliance that holds up under scrutiny.
Vendor & third-party risk
Oversight of third-party compliance risk, including due diligence on vendors, technology providers, and correspondent relationships.
Who benefits most
- Fintechs that need a designated CCO to satisfy regulatory or investor requirements but aren't ready to hire full-time
- Companies that received a regulatory finding and need experienced leadership to rebuild their compliance program
- Digital asset firms navigating FINTRAC registration and ongoing PCMLTFA obligations
- Organizations scaling quickly and needing compliance leadership to keep pace with growth
- Businesses between compliance hires who need continuity without a gap in oversight
Why Sanjay
10+ years in financial crime compliance
Sanjay has served as Chief Compliance Officer at Secure Digital Markets, a FINTRAC-registered digital asset trading firm, where he built and operated the compliance program from the ground up.
As Principal Consultant at Davies Consulting and through Digital Fountain Consulting, he has advised financial institutions, fintechs, and credit unions across Canada on AML program design, FINTRAC compliance, and regulatory risk management.
Not sure if compliance leadership is right for you?
Start with a confidential 30-minute call. We'll assess your situation and I'll give you an honest answer.
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